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November 17, 2009
Stratfor.com: Deciphering the Mohammed Trial
U.S. Attorney General Eric Holder has decided that Khalid Sheikh Mohammed will be tried in federal court in New York. Holder's decision was driven by the need for the U.S. government to decide how to dispose of prisoners at Guantanamo Bay, a U.S. Naval base outside the boundaries of the United States selected as the camp in which to hold suspected al Qaeda members.

We very carefully use the word "camp" rather than prison or prisoner of war camp. This is because of an ongoing and profound ambiguity not only in U.S. government perceptions of how to define those held there, but also due to uncertainties in international law, particularly with regard to the Geneva Conventions of 1949. Were the U.S. facility at Guantanamo a prison, then its residents would be criminals. If it were a POW camp, then they would be enemy soldiers being held under the rules of war. It has never really been decided which these men are, and therefore their legal standing has remained unclear.

War vs. Criminal Justice
The ambiguity began shortly after 9/11, when then-U.S. President George W. Bush defined two missions: waging a war on terror, and bringing Osama bin Laden and his followers to justice. Both made for good rhetoric. But they also were fundamentally contradictory. A war is not a judicial inquiry, and a criminal investigation is not part of war.

An analogy might be drawn from Pearl Harbor. Imagine that in addition to stating that the United States was at war with Japan, Franklin Roosevelt also called for bringing the individual Japanese pilots who struck Hawaii to justice under American law. This would make no sense. As an act of war, the Japanese action fell under the rules of war as provided for in international law, the U.S. Constitution and the Uniform Code of Military Justice (UCMJ). Japanese pilots could not be held individually responsible for the lawful order they received. In the same sense, trying to bring soldiers to trial in a civilian court in the United States would make no sense. Creating a mission in which individual Japanese airmen would be hunted down and tried under the rules of evidence not only would make no sense, it would be impossible. Building a case against them individually also would be impossible. Judges would rule on evidence, on whether an unprejudiced jury could be found, and so on. None of this happened, of course-World War II was a war, not a judicial inquiry.

It is important to consider how wars are conducted. Enemy soldiers are not shot or captured because of what they have done; they are shot and captured because of who they are-members of an enemy military force. War, once launched, is pre-emptive. Soldiers are killed or captured in the course of fighting enemy forces, or even before they have carried out hostile acts. Soldiers are not held responsible for their actions, but neither are they immune to attack just because they have not done anything. Guilt and innocence do not enter into the equation. Certainly, if war crimes are in question, charges may be brought; the UCMJ determines how they will be tried by U.S. forces. Soldiers are tried by courts-martial, not by civilian courts, because of their status as soldiers. Soldiers are tried by a jury of their peers, and their peers are held to be other soldiers.

International law is actually not particularly ambiguous about the status of the members of al Qaeda. The Geneva Conventions do not apply to them because they have not adhered to a fundamental requirement of the Geneva Conventions, namely, identifying themselves as soldiers of an army. Doing so does not mean they must wear a uniform. The postwar Geneva Conventions make room for partisans, something older versions of the conventions did not. A partisan is not a uniformed fighter, but he must wear some form of insignia identifying himself as a soldier to enjoy the conventions' protections. As Article 4.1.6 puts it, prisoners of war include "Inhabitants of a non-occupied territory, who on the approach of the enemy spontaneously take up arms to resist the invading forces, without having had time to form themselves into regular armed units, provided they carry arms openly and respect the laws and customs of war." The Geneva Conventions of 1949 does not mention, nor provide protection to, civilians attacking foreign countries without openly carrying arms.

The reasoning behind this is important. During the Franco-Prussian war, French franc-tireurs fired on Prussian soldiers. Un-uniformed and without insignia, they melded into the crowd. It was impossible for the Prussians to distinguish between civilians and soldiers, so they fired on both, and civilian casualties resulted. The framers of the Geneva Conventions held the franc-tireurs, not the Prussian soldiers, responsible for the casualties. Their failure to be in uniform forced the Prussians to defend themselves at the cost of civilian lives. The franc-tireurs were seen as using civilians as camouflage. This was regarded as outside the rules of war, and those who carried out such acts were seen as not protected by the conventions. They were not soldiers, and were not to be treated as such.

An Ambiguous Status
Extending protections to partisans following World War II was seen as a major concession. It was done with concerns that it not be extended so far that combatants of irregular forces could legally operate using their ability to blend in with surrounding civilians, and hence a requirement of wearing armbands. The status of purely covert operatives remained unchanged: They were not protected under the Geneva Conventions. Their status remained ambiguous.

During World War II, it was U.S. Army practice to hold perfunctory trials followed by executions. During the Battle of the Bulge, German commandos captured wearing U.S. uniforms-in violation of the Geneva Conventions-were summarily tried in field courts-martial and executed. The idea that such individuals were to be handed over to civilian courts was never considered. The actions of al Qaeda simply were not anticipated in the Geneva Conventions. And to the extent they were expected, they violated the conventions.
Holder's decision to transfer Khalid Sheikh Mohammed to federal court makes it clear that Mohammed was not a soldier acting in time of war, but a criminal. While during times of war spies are tried as criminals, their status is precarious, particularly if they are members of an enemy army. Enemy soldiers out of uniform carrying out reconnaissance or espionage are subject to military, not civilian, justice, and frequently are executed. A spy captured in the course of collecting information is a civilian, particularly in peacetime, and normally is tried as a criminal with rules of evidence.

Which was Mohammed? Under the Geneva Conventions, his actions in organizing the Sept. 11 attacks, which were carried out without uniforms or other badges of a combatant, denies him status and protection as a POW. Logically, he is therefore a criminal, but if he is, consider the consequences.

Criminal law is focused on punishments meted out after the fact. They rarely have been preventive measures. In either case, they follow strict rules of evidence, require certain treatments of prisoners and so on. For example, prisoners have to be read the Miranda warning. Soldiers are not policeman. They are not trained or expected to protect the legal rights of captives save as POWs under the UCMJ, nor protect the chain of custody of evidence nor countless other things that are required in a civilian court. In criminal law, it is assumed that law enforcement has captured the prisoner and is well-versed in these rules. In this case, the capture was made without any consideration of these matters, nor would one expect such consideration.

Consider further the role of U.S. covert operations in these captures. The United States conducts covert operations in which operatives work out of uniform and are generally not members of the military. Operating outside the United States, they are not protected by U.S. law although they do operate under the laws and regulations promulgated by the U.S. government. Much of their operations run counter to international and national law. At the same time, their operations are accepted as best practices by the international system. Some operate under cover of diplomatic immunity but carry out operations incompatible with their status as diplomats. Others operate without official cover. Should those under unofficial cover be captured, their treatment falls under local law, if such exists. The Geneva Conventions do not apply to them, nor was it intended to.

Spies, saboteurs and terrorists fall outside the realm of international law. This class of actors falls under the category of national law, leaving open the question of their liability if they conduct acts inimical to a third country. Who has jurisdiction? The United States is claiming that Mohammed is to be tried under the criminal code of the United States for actions planned in Afghanistan but carried out by others in the United States. It is a defensible position, but where does this leave American intelligence planners working at CIA headquarters for actions carried out by others in a third country? Are they subject to prosecution in the third country? Those captured in the third country clearly are, but the claim here is that Mohammed is subject to prosecution under U.S. laws for actions carried out by others in the United States. And that creates an interesting reciprocal liability.

A Failure to Evolve
The fact is that international law has not evolved to deal with persons like Mohammed. Or more precisely, most legal discussion under international law is moving counter to the Geneva Conventions' intent, which was to treat the franc-tireurs as unworthy of legal protection because they were not soldiers and were violating the rules of war. International law wants to push Mohammed into a category where he doesn't fit, providing protections that are not apparent under the Geneva Conventions. The United States has shoved him into U.S. criminal law, where he doesn't fit either, unless the United States is prepared to accept reciprocal liability for CIA personnel based in the United States planning and supporting operations in third countries. The United States has never claimed, for example, that the KGB planners who operated agents in the United States on behalf of the Soviet Union were themselves subject to criminal prosecution.

A new variety of warfare has emerged in which treatment as a traditional POW doesn't apply and criminal law doesn't work. Criminal law creates liabilities the United States doesn't want to incur, and it is not geared to deal with a terrorist like Mohammed. U.S. criminal law assumes that capture is in the hands of law enforcement officials. Rights are prescribed and demanded, including having lawyers present and so forth. Such protections are practically and theoretically absurd in this case: Mohammed is not a soldier and he is not a suspected criminal presumed innocent until proven guilty. Law enforcement is not a practical counter to al Qaeda in Afghanistan and Pakistan. A nation cannot move from the rules of counterterrorism to an American courtroom; they are incompatible modes of operation. Nor can a nation use the code of criminal procedures against a terrorist organization operating transnationally. Instead, they must be stopped before they commit their action, and issuing search warrants and allowing attorneys present at questioning is not an option.

Therefore-and now we move to the political reality-it is difficult to imagine how the evidence accumulated against Mohammed could enter a courtroom. Ignoring the methods of questioning, which is a separate issue, how can one prove his guilt beyond a reasonable doubt without compromising sources and methods, and why should one? Mohammed was on a battlefield but not operating as a soldier. Imagine doing criminal forensics on a battlefield to prove the criminal liability of German commandos wearing American uniforms.
In our mind, there is a very real possibility that Mohammed could be found not guilty in a courtroom. The cases of O.J. Simpson and of Jewish Defense League head Rabbi Meir Kahane's killer, El Sayyid Nosair-both found not guilty despite overwhelming evidence-come to mind. Juries do strange things, particularly amid what will be the greatest media circus imaginable in the media capital of the world.

But it may not be the jury that is the problem. A federal judge will have to ask the question of whether prejudicial publicity of such magnitude has occurred that Mohammed can't receive a fair trial. (This is probably true.) Questions will be raised about whether he has received proper legal counsel, which undoubtedly he hasn't. Issues about the chain of custody of evidence will be raised; given that he was held by troops and agents, and not by law enforcement, the chances of compromised evidence is likely. The issue of torture will, of course, also be raised but that really isn't the main problem. How do you try a man under U.S. legal procedures who was captured in a third country by non-law enforcement personnel, and who has been in military custody for seven years?

There is a nontrivial possibility that he will be acquitted or have his case thrown out of court, which would be a foreign policy disaster for the United States. Some might view it as a sign of American adherence to the rule of law and be impressed, others might be convinced that Mohammed was not guilty in more than a legal sense and was held unjustly, and others might think the United States has bungled another matter.

The real problem here is international law, which does not address acts of war committed by non-state actors out of uniform. Or more precisely, it does, but leaves them deliberately in a state of legal limbo, with captors left free to deal with them as they wish. If the international legal community does not like the latter, it is time they did the hard work of defining precisely how a nation deals with an act of war carried out under these circumstances.

The international legal community has been quite vocal in condemning American treatment of POWs after 9/11, but it hasn't evolved international law, even theoretically, to cope with this. Sept. 11 is not a crime in the proper sense of the term, and prosecuting the guilty is not the goal. Instead, it was an act of war carried out outside the confines of the Geneva Conventions. The U.S. goal is destroying al Qaeda so that it can no longer function, not punishing those who have acted. Similarly the goal in 1941 was not punishing the Japanese pilots at Pearl Harbor but destroying the Japanese Empire, and any Japanese soldier was a target who could be killed without trial in the course of combat. If it wishes to solve this problem, international law will have to recognize that al Qaeda committed an act of war, and its destruction has legal sanction without judicial review. And if some sort of protection is to be provided al Qaeda operatives out of uniform, then the Geneva Conventions must be changed, and with it the status of spies and saboteurs of all countries.

Holder has opened up an extraordinarily complex can of worms with this decision. As U.S. attorney general, he has committed himself to proving Mohammed's guilt beyond a reasonable doubt while guaranteeing that his constitutional rights (for a non-U.S. citizen captured and held outside the United States under extraordinary circumstances by individuals not trained as law enforcement personnel, no less) are protected. It is Holder's duty to ensure Mohammed's prosecution, conviction and fair treatment under the law. It is hard to see how he can.

Whatever the politics of this decision-and all such decisions have political dimensions-the real problem faced by both the Obama and Bush administrations has been the failure of international law to evolve to provide guidance on dealing with combatants such as al Qaeda. International law has clung to a model of law governing a very different type of warfare despite new realities. International law must therefore either reaffirm the doctrine that combatants who do not distinguish themselves from noncombatants are not due the protections of international law, or it must clearly define what those protections are. Otherwise, international law discredits itself.

Stratfor is a private intelligence company delivering in-depth analysis, assessments and forecasts on global geopolitical, economic, security and public policy issues. A variety of subscription-based access, free intelligence reports and confidential consulting are available for individuals and corporations.

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Posted by George Friedman, Stratfor.com at 12:28 PM - Link to this entry  Share this entry
November 11, 2009
Stratfor.com: Twenty Years After the Fall
We are now at the 20th anniversary of the fall of the Berlin Wall and the beginning of the collapse of the Soviet empire in Eastern Europe. We are also nearing the 18th anniversary of the fall of the Soviet Union itself. This is more than simply a moment for reflection-it is a moment to consider the current state of the region and of Russia versus that whose passing we are now commemorating. To do that, we must re-examine why the Soviet empire collapsed, and the current status of the same forces that caused that collapse.

Russia's Two-Part Foundation
The Russian empire-both the Czarist and Communist versions-was a vast, multinational entity. At its greatest extent, it stretched into the heart of Central Europe; at other times, it was smaller. But it was always an empire whose constituent parts were diverse, hostile to each other and restless. Two things tied the empire together.

One was economic backwardness. Economic backwardness gave the constituent parts a single common characteristic and interest. None of them could effectively compete with the more dynamic economies of Western Europe and the rest of the world, but each could find a niche within the empire. Economic interests thus bound each part to the rest: They needed a wall to protect themselves from Western interests, and an arena in which their own economic interests, however stunted, could be protected. The empire provided that space and that opportunity.

The second thing tying the empire together was the power of the security apparatus. Where economic interest was insufficient to hold the constituent parts together, the apparatus held the structure together. In a vast empire with poor transportation and communication, the security apparatus-from Czarist times to the Soviet period-was the single unifying institution. It unified in the sense that it could compel what economic interest couldn't motivate. The most sophisticated part of the Russian state was the security services. They were provided with the resources they needed to control the empire, report status to the center and impose the center's decisions through terror, or more frequently, through the mere knowledge that terror would be the consequence of disobedience.

It was therefore no surprise that it was the security apparatus of the Soviet Union-the KGB under Yuri Andropov-which first recognized in the early 1980s that the Soviet Union's economy not only was slipping further and further behind the West, but that its internal cohesion was threatened because the economy was performing so poorly that the minimal needs of the constituent parts were no longer being fulfilled. In Andropov's mind, the imposition of even greater terror, like Josef Stalin had applied, would not solve the underlying problem. Thus, the two elements holding the Soviet Union together were no longer working. The self-enclosed economy was failing and the security apparatus could not hold the system together.

It is vital to remember that in Russia, domestic economic health and national power do not go hand in hand. Russia historically has had a dysfunctional economy. By contrast, its military power has always been disproportionately strong. During World War II, the Soviets crushed the Wehrmacht in spite of their extraordinary economic weakness. Later, during the Cold War, they challenged and sometimes even beat the United States despite an incomparably weaker economy. The Russian security apparatus made this possible. Russia could devote far more of its economy to military power than other countries could because Moscow could control its population successfully. It could impose far greater austerities than other countries could. Therefore, Russia was a major power in spite of its economic weakness. And this gave it room to maneuver in an unexpected way.

Andropov's Gamble
Andropov proposed a strategy he knew was risky, but which he saw as unavoidable. One element involved a dramatic restructuring of the Soviet economy and society to enhance efficiency. The second involved increased openness, not just domestically to facilitate innovation, but also in foreign affairs. Enclosure was no longer working: The Soviet Union needed foreign capital and investment to make restructuring work.

Andropov knew that the West, and particularly the United States, would not provide help so long as the Soviet Union threatened its geopolitical interests even if doing so would be economically profitable. For this opening to the West to work, the Soviet Union needed to reduce Cold War tensions dramatically. In effect, the Soviets needed to trade geopolitical interests to secure their economic interests. Since securing economic interests was essential for Communist Party survival, Andropov was proposing to follow the lead of Vladimir Lenin, another leader who sacrificed space for time. In the Brest-Litovsk Treaty that ended Russian participation in World War I, Lenin had conceded vast amounts of territory to Germany to buy time for the regime to consolidate itself. Andropov was suggesting the same thing.

It is essential to understand that Andropov was a Party man and a Chekist-a Communist and KGBer-through and through. He was not proposing the dismantling of the Party; rather, he sought to preserve the Party by executing a strategic retreat on the geopolitical front while the Soviet Union regained its economic balance. Undoubtedly he understood the risk that restructuring and openness would create enormous pressures at a time of economic hardship, possibly causing regime collapse under the strain. Andropov clearly thought the risk was worth running.

After Leonid Brezhnev died, Andropov took his place. He became ill almost immediately and died. He was replaced by Konstantin Chernenko, who died within a year. Then came Mikhail Gorbachev-the true heir to Andropov's thinking-who implemented Andropov's two principles. He pursued openness, or glasnost. He also pursued restructuring, or perestroika. He traded geopolitical interests, hard-won by the Red Army, for economic benefits. Contrary to his reputation in the West, Gorbachev was no liberal. He actually sought to preserve the Communist Party, and was prepared to restructure and open the system to do so.

As the security apparatus loosened its grip to facilitate openness and restructuring, the empire's underlying tensions quickly went on display. When unrest in East Germany threatened to undermine Soviet control, Gorbachev had to make a strategic decision. If he used military force to suppress the uprising, probably restructuring and certainly openness would be dead, and the crisis Andropov foresaw would be upon him. Following Lenin's principle, Gorbachev decided to trade space for time, and he accepted retreat from East Germany to maintain and strengthen his economic relations with the West.

After Gorbachev made that decision, the rest followed. If Germany were not to be defended, what would be defended? Applying his strategy rigorously, Gorbachev allowed the unwinding of the Eastern European empire without intervention. The decision he had made about Germany amounted to relinquishing most of Moscow's World War II gains. But if regime survival required it, the price had to be paid.

The Crisis
The crisis came very simply. The degree of restructuring required to prevent the Soviet Union's constituent republics from having an overarching interest in economic relations with the West rather than with Russia was enormous. There was no way to achieve it quickly. Given that the Soviet Union now had an official policy of ending its self-imposed enclosure, the apparent advantages to the constituent parts of protecting their economies from Western competition declined-and with them, the rationale for the Soviet Union. The security apparatus, the KGB, had been the engine driving glasnost and perestroika from the beginning; the advocates of the plan were not going to shift into reverse and suppress glasnost. But glasnost overwhelmed the system. The Soviet Union, unable to buy the time it needed to protect the Party, imploded. It broke apart into its constituent republics, and even parts of the Russian Federation seemed likely to break away.

What followed was liberalization only in the eyes of Westerners. It is easy to confuse liberalism with collapse, since both provide openness. But the former Soviet Union (FSU) wasn't liberalizing, it was collapsing in every sense. What remained administratively was the KGB, now without a mission. The KGB was the most sophisticated part of the Soviet apparatus, and its members were the best and brightest. As privatization went into action, absent clear rules or principles, KGB members had the knowledge and sophistication to take advantage of it. As individuals and in factions, they built structures and relationships to take advantage of privatization, forming the factions that dominated the FSU throughout the 1990s until today. It is not reasonable to refer to organized crime in Russia, because Russia was lawless. In fact, the law enforcement apparatus was at the forefront of exploiting the chaos. Organized crime, business and the KGB became interconnected, and frequently identical.

The 1990s were a catastrophic period for most Russians. The economy collapsed. Property was appropriated in a systematic looting of all of the former Russian republics, with Western interests also rushing in to do quick deals on tremendously favorable terms. The new economic interests crossed the new national borders. (It is important to bear in mind that the boundaries that had separated Soviet republics were very real.) The financial cartels, named for the oligarchs who putatively controlled them (control was much more complex; many oligarchs were front men for more powerful and discreet figures), spread beyond the borders of the countries in which they originated, although the Russian cartels spread the most effectively.

Had the West-more specifically the United States-wanted to finish Russia off, this was the time. Russia had no effective government, poverty was extraordinary, the army was broken and the KGB was in a civil war over property. Very little pressure could well have finished off the Russian Federation.

The Bush and Clinton administrations made a strategic decision to treat Russia as the successor regime of the FSU, however, and refused to destabilize it further. Washington played an aggressive role in expanding NATO, but it did not try to break up the Russian Federation for several reasons. First, it feared nuclear weapons would fall into the hands of dangerous factions. Second, it did not imagine that Russia could ever be a viable country again. And third, it believed that if Russia did become viable, it would be a liberal democracy. (The idea that liberal democracies never threaten other liberal democracies was implanted in American minds.) What later became known as a neoconservative doctrine actually lay at the heart of the Clinton administration's thinking.

Russia Regroups-and Faces the Same Crisis
Russia's heart was the security apparatus. Whether holding it together or tearing it apart, the KGB-renamed the FSB after the Soviet collapse-remained the single viable part of the Russian state. It was therefore logical that when it became essential to end the chaos, the FSB would be the one to end it. Vladimir Putin, whom the KGB trained during Andropov's tenure and who participated in the privatization frenzy in St. Petersburg, emerged as the force to recentralize Russia. The FSB realized that the Russian Federation itself faced collapse, and that excessive power had fallen out of its hands as FSB operatives had fought one another during the period of privatization.

Putin sought to restore the center in two ways. First, he worked to restore the central apparatus of the state. Second, he worked to strip power from oligarchs unaligned with the apparatus. It was a slow process, requiring infinite care so that the FSB not start tearing itself apart again, but Putin is a patient and careful man.

Putin realized that Andropov's gamble had failed catastrophically. He also knew that the process could not simply be reversed; there was no going back to the Soviet Union. At the same time, it was possible to go back to the basic principles of the Soviet Union. First, there could be a union of the region, bound together by both economic weakness and the advantage of natural resource collaboration. Second, there was the reality of a transnational intelligence apparatus that could both stabilize the region and create the infrastructure for military power. And third, there was the reversal of the policy of trading geopolitical interests for financial benefits from the West. Putin's view-and the average Russian's view-was that the financial benefits of the West were more harmful than beneficial.

By 2008, when Russia defeated America's ally, Georgia, in a war, the process of reassertion was well under way. Then, the financial crisis struck along with fluctuations in energy prices. The disparity between Russia's politico-military aspirations, its military capability and its economic structure re-emerged. The Russians once again faced their classic situation: If they abandoned geopolitical interests, they would be physically at risk. But if they pursued their geopolitical interests, they would need a military force capable of assuming the task. Expanding the military would make the public unhappy as it would see resources diverted from public consumption to military production, and this could only be managed by increasing the power of the state and the security apparatus to manage the unhappiness. But this still left the risk of a massive divergence between military and economic power that could not be bridged by repression. This risk re-created the situation that emerged in the 1970s, had to be dealt with in the 1980s and turned into chaos in the 1990s.

The current decisions the Russians face can only be understood in the context of events that transpired 20 years ago. The same issues are being played out, and the generation that now governs Russia was forged in that crucible. The Russian leadership is trying to balance the possible outcomes to find a solution. They cannot trade national security for promised economic benefits that may not materialize or may not be usable. And they cannot simply use the security apparatus to manage increased military spending-there are limits to that.

As a generation ago, Russia is caught between the things that it must do to survive in the short run and the things it cannot do if they are to survive in the long run. There is no permanent solution for Russia, and that is what makes it such an unpredictable player in the international system. The closest Russia has come to a stable solution to its strategic problem was under Ivan the Terrible and Stalin, and even those could not hold for more than a generation.

The West must understand that Russia is never at peace with itself internally, and is therefore constantly shifting its external relationships in an endless, spasmodic cycle. Things go along for awhile, and then suddenly change. We saw a massive change 20 years ago, but the forces that generated that change had built up quietly in the generation before. The generation since has been trying to pull the pieces back together. But in Russia, every solution is merely the preface to the next problem-something built into the Russian reality.

Stratfor is a private intelligence company delivering in-depth analysis, assessments and forecasts on global geopolitical, economic, security and public policy issues. A variety of subscription-based access, free intelligence reports and confidential consulting are available for individuals and corporations.

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Posted by George Friedman, Stratfor.com at 4:29 PM - Link to this entry  Share this entry
November 3, 2009
Stratfor.com: Obama and the U.S. Strategy of Buying Time
Making sense of U.S. President Barack Obama's strategy at this moment is difficult. Not only is it a work in progress, but the pending decisions he has to make-on Iran, Afghanistan and Russia-tend to obscure underlying strategy. It is easy to confuse inaction with a lack of strategy. Of course, there may well be a lack of strategic thinking, but that does not mean there is a lack of strategy.

Strategy, as we have argued, is less a matter of choice than a matter of reality imposing itself on presidents. Former U.S. President George W. Bush, for example, rarely had a chance to make strategy. He was caught in a whirlwind after only nine months in office and spent the rest of his presidency responding to events, making choices from a menu of very bad options. Similarly, Obama came into office with a preset menu of limited choices. He seems to be fighting to create new choices, not liking what is on the menu. He may succeed. But it is important to understand the overwhelming forces that shape his choices and to understand the degree to which whatever he chooses is embedded in U.S. grand strategy, a strategy imposed by geopolitical reality.

Empires and Grand Strategy
American grand strategy, as we have argued, is essentially that of the British Empire, save at a global rather than a regional level. The British sought to protect their national security by encouraging Continental powers to engage in land-based conflict, thereby reducing resources available for building a navy. That guaranteed that Britain's core interest, the security of the homeland and sea-lane control, remained intact. Achieving this made the United Kingdom an economic power in the 19th century by sparing it the destruction of war and allowing it to control the patterns of international maritime trade.

On occasion, when the balance of power in Europe tilted toward one side or another, Britain intervened on the Continent with political influence where possible, direct aid when necessary or-when all else failed-the smallest possible direct military intervention. The United Kingdom's preferred strategy consisted of imposing a blockade-e.g., economic sanctions-allowing it to cause pain without incurring costs.

At the same time that it pursued this European policy, London was building a global empire. Here again, the British employed a balance-of-power strategy. In looking at the history of India or Africa during the 19th century, there is a consistent pattern of the United Kingdom forming alliances with factions, whether religious or ethnic groups, to create opportunities for domination. In the end, this was not substantially different from ancient Rome's grand strategy. Rome also ruled indirectly through much of its empire, controlling Mediterranean sea-lanes, but allying with local forces to govern; observing Roman strategy in Egypt is quite instructive in this regard.

Empires are not created by someone deciding one day to build one, or more precisely, lasting empires are not. They emerge over time through a series of decisions having nothing to do with empire building, and frequently at the hands of people far more concerned with domestic issues than foreign policy. Paradoxically, leaders who consciously set out to build empires usually fail. Hitler is a prime example. His failure was that rather than ally with forces in the Soviet Union, he wished to govern directly, something that flowed from his ambitions for direct rule. Particularly at the beginning, the Roman and British empires were far less ambitious and far less conscious of where they were headed. They were primarily taking care of domestic affairs. They became involved in foreign policy as needed, following a strategy of controlling the seas while maintaining substantial ground forces able to prevail anywhere-but not everywhere at once-and a powerful alliance system based on supporting the ambitions of local powers against other local powers.

On the whole, the United States has no interest in empire, and indeed is averse to imperial adventures. Those who might have had explicit inclinations in this direction are mostly out of government, crushed by experience in Iraq. Iraq came in two parts. In the first part, from 2003 to 2007, the U.S. vision was one of direct rule relying on American sea-lane control and overwhelming Iraq with well-supplied American troops.

The results were unsatisfactory. The United States found itself arrayed against all Iraqi factions and wound up in a multipart war in which its forces were merely one faction arrayed against others. The Petraeus strategy to escape this trap was less an innovation in counterinsurgency than a classic British-Roman approach. Rather than attempting direct control of Iraq, Petraeus sought to manipulate the internal balance of power, aligning with Sunni forces against Shiite forces, i.e., allying with the weaker party at that moment against the stronger. The strategy did not yield the outcome that some Bush strategists dreamed of, but it might (with an emphasis on might) yield a useful outcome: a precariously balanced Iraq dependent on the United States to preserve its internal balance of power and national sovereignty against Iran.

Many Americans, perhaps even most, regret the U.S. intervention in Iraq. And there are many, again perhaps most, who view broader U.S. entanglement in the world as harmful to American interests. Similar views were expressed by Roman republicans and English nationalists who felt that protecting the homeland by controlling the sea was the best policy, while letting the rest of the world go its own way. But the Romans and the British lost that option when they achieved the key to their own national security: enough power to protect the homeland. Outsiders inevitably came to see that power as offensive, even though originally its possessors intended it as defensive. Indeed, intent aside, the capability for offensive power was there. So frequently, Rome and Britain threatened the interests of foreign powers simply by being there. Inevitably, both Rome and Britain became the targets of Hannibals and Napoleons, and they were both drawn into the world regardless of their original desires. In short, enough power to be secure is enough power to threaten others. Therefore, that perfect moment of national security always turns offensive, as the power to protect the homeland threatens the security of other countries.

A Question of Size
There are Obama supporters and opponents who also dream of the perfect balance: security for the United States achieved by not interfering in the affairs of others. They see foreign entanglements not as providing homeland security, but as generating threats to it. They do not understand that what they want, American prosperity without international risks, is by definition impossible. The U.S. economy is roughly 25 percent of the world's economy. The American military controls the seas, not all at the same time, but anywhere it wishes at any given time. The United States also controls outer space. It is impossible for the United States not to intrude on the affairs of most countries in the world simply by virtue of its daily operations. The United States is an elephant that affects the world simply by being in the same room with it. The only way to not be an elephant is to shrink in size, and whether the United States would ever want this aside, decreasing power is harder to do than it might appear-and much more painful.

Obama's challenge is managing U.S. power without decreasing its size and without imposing undue costs on it. This sounds like an attractive idea, but it ultimately won't work: The United States cannot be what it is without attracting hostile attention. For some of Obama's supporters, it is American behavior that generates hostility. Actually, it is America's presence-its very size-that intrudes on the world and generates hostility.

On the domestic front, the isolationist-internationalist divide in the United States has always been specious. Isolationists before World War II simply wanted to let the European balance of power manage itself. They wanted to buy time, but had no problem with intervening in China against Japan. The internationalists simply wanted to move from the first to the second stage, arguing that the first stage had failed. There was thus no argument in principle between them; there was simply a debate over how much time to give the process to see if it worked out. Both sides had the same strategy, but simply a different read of the moment. In retrospect, Franklin Roosevelt was right, but only because France collapsed in the face of the Nazi onslaught in a matter of weeks. That aside, the isolationist argument was quite rational.

Like that of Britain or Rome, U.S. grand strategy is driven by the sheer size of the national enterprise, a size achieved less through planning than by geography and history. Having arrived where it has, the United States has three layers to its strategy.

First, the United States must maintain the balance of power in various regions in the world. It does this by supporting a range of powers, usually the weaker against the stronger. Ideally, this balance of power maintains itself without American effort and yields relative stability. But stability is secondary to keeping local powers focused on each other rather than on the United States: Stability is a rhetorical device, not a goal. The real U.S. interest lies in weakening and undermining emergent powers so they don't ultimately rise to challenge American power. This is a strategy of nipping things in the bud.

Second, where emergent powers cannot be maintained through the regional balance of power, the United States has an interest in sharing the burden of containing it with other major powers. The United States will seek to use such coalitions either to intimidate the emerging power via economic power or, in extremis, via military power.
Third, where it is impossible to build a coalition to coerce emerging powers, the United States must decide either to live with the emerging power, forge an alliance with it, or attack it unilaterally.

Obama, as with any president, will first pursue the first layer of the strategy, using as little American power as possible and waiting as long as possible to see whether this works. The key here lies in not taking premature action that could prove more dangerous or costly than necessary. If that fails, his strategy is to create a coalition of powers to share the cost and risk. And only when that fails-which is a function of time and politics-will Obama turn to the third layer, which can range from simply living with the emerging power and making a suitable deal or crushing it militarily.

When al Qaeda attacked what it saw as the leading Christian power on Sept. 11, Bush found himself thrown into the third stage very rapidly. The second phase was illusory; sympathy aside, the quantity of military force allies could and would bring to bear was minimal. Even active allies like Britain and Australia couldn't bring decisive force to bear. Bush was forced into unilateralism not so much by the lack of will among allies as by their lack of power. His choice lay in creating chaos in the Islamic world and then forming alliances out of the debris, or trying to impose a direct solution through military force. He began with the second and shifted to the first.

Obama's Choices
Obama has more room to maneuver than Bush had. In the case of Iran, no regional solution is possible. Israel can only barely reach into the region, and while its air force might suffice to attack Iranian nuclear facilities, and air attacks might be sufficient to destroy them, Israel could not deal with the Iranian response of mining the Strait of Hormuz and/or destabilizing Iraq. The United States must absorb these blows.

Therefore, Obama has tried to build an anti-Iranian coalition to intimidate Tehran. Given the Russian and Chinese positions, this seems to have failed, and Iran has not been intimidated. That leaves Obama with two possible paths. One is the path followed by Nixon in China: ally with Iran against Russian influence, accepting it as a nuclear power and dealing with it through a combination of political alignment and deterrence. The second option is dealing with Iran militarily.

His choice thus lies between entente or war. He is bluffing war in hopes of getting what he wants, in the meantime hoping that internal events in Iran may evolve in a way suitable to U.S. interests or that Russian economic hardship evolves into increased Russian dependence on the United States such that Washington can extract Russian concessions on Iran. Given the state of Iran's nuclear development, which is still not near a weapon, Obama is using time to try to head off the third stage.

In Afghanistan, where Obama is already in the third stage and where he is being urged to go deeper in, he is searching for a way to return to the first stage, wherein an indigenous coalition emerges that neutralizes Afghanistan through its own internal dynamic. Hence, Washington is negotiating with the Taliban, trying to strengthen various factions in Afghanistan and not quite committing to more force. Winter is coming in Afghanistan, and that is the quiet time in that conflict. Obama is clearly buying time.
In that sense, Obama's foreign policy is neither as alien as his critics would argue nor as original as his supporters argue. He is adhering to the basic logic of American grand strategy, minimizing risks over time while seeking ways to impose low-cost solutions. It differs from Bush's policies primarily in that Bush had events forced on him and spent his presidency trying to regain the initiative.

The interesting point from where we sit is not only how deeply embedded Obama is in U.S. grand strategy, but how deeply drawn he is into the unintended imperial enterprise that has dominated American foreign policy since the 1930s-an enterprise neither welcomed nor acknowledged by most Americans. Empires aren't planned, at least not successful empires, as Hitler and Napoleon learned to their regret. Empires happen as the result of the sheer reality of power. The elephant in the room cannot stop being an elephant, nor can the smaller animals ignore him. No matter how courteous the elephant, it is his power-his capabilities-not his intentions that matter.

Obama is now the elephant in the room. He has bought as much time as possible to make decisions, and he is being as amiable as possible to try to build as large a coalition as possible. But the coalition has neither the power nor appetite for the risks involved, so Obama will have to decide whether to live with Iran, form an alliance with Iran or go to war with Iran. In Afghanistan, he must decide whether he can recreate the balance of power by staying longer and whether this will be more effective by sending more troops, or whether it is time to begin withdrawal. In both cases, he can use the art of the bluff to shape the behavior of others, maybe.

He came into the presidency promising to be more amiable than Bush, something not difficult given the circumstances. He is now trying to convert amiability into a coalition, a much harder thing to do. In the end, he will have to make hard decisions. In American foreign policy, however, the ideal strategy is always to buy time so as to let the bribes, bluffs and threats do their work. Obama himself probably doesn't know what he will do; that will depend on circumstances. Letting events flow until they can no longer be tolerated is the essence of American grand strategy, a path Obama is following faithfully.

It should always be remembered that this long-standing American policy has frequently culminated in war, as with Wilson, Roosevelt, Truman, Johnson and Bush. It was Clinton's watchful waiting to see how things played out, after all, that allowed al Qaeda the time to build and strike. But this is not a criticism of Clinton-U.S. strategy is to trade time for risk. Over time, the risk might lead to war anyway, but then again, it might not. If war does come, American power is still decisive, if not in creating peace, then certainly in wreaking havoc upon rising powers. And that is the foundation of empire.

Stratfor is a private intelligence company delivering in-depth analysis, assessments and forecasts on global geopolitical, economic, security and public policy issues. A variety of subscription-based access, free intelligence reports and confidential consulting are available for individuals and corporations.

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Posted by George Friedman, Stratfor.com at 4:47 PM - Link to this entry  Share this entry
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